Securities law governs how businesses raise capital, how securities are traded, and how companies communicate with investors. It plays a critical role in protecting investors and ensuring the integrity of financial markets. Our securities law practice is built to help clients confidently move through every stage of the securities lifecycle.

Protect your business, your investors, and your reputation.

We offer practical, solutions-driven advice tailored to the goals of your business. We represent publicly traded companies, private businesses, startups and investors involved in disputes or investigations. With deep experience in business and finance law, we maintain the highest standards of professionalism and integrity.

Our services include:

• Regulatory Compliance: We advise clients on compliance with federal and state securities laws (e.g., SEC regulations, Blue Sky laws). We assist public companies with ongoing disclosure obligations (10-Ks, 10-Qs, 8-Ks) and help private companies with exempt offerings (Reg D, Reg A+, etc.).
• Securities Offerings: We support clients in navigating the exemptions to registration to complete private securities offerings.
• Corporate Governance: We counsel boards and officers on fiduciary duties and best practices. We assist with proxy statements, annual meetings, and shareholder communications, and advise on the structure, planning and timing of securities offerings, including going private transactions.
• Mergers & Acquisitions: We perform securities-related due diligence and advise on tender offers, fairness opinions, and public disclosures.